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CAMS · Question #398

CAMS Question #398: Real Exam Question with Answer & Explanation

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Question

The bank's Compliance Officer is tasked with designing standards based on Basel's KYC principles. Which essential elements should be included in the program? (Choose two.)

Options

  • AAppointing an independent audit function
  • BConducting a money laundering risk assessment
  • CDocumenting a customer acceptance policy
  • DEstablishing on-going monitoring of high-risk accounts
  • EReporting suspicious activity

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