ACAMS
CAMS · Question #306
In order to protect investigative materials from disclosure when conducting an internal Investigation of any employee of a financial institution, legal counsel of that financial should________?
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Conducting and Responding to Investigations
Question
In order to protect investigative materials from disclosure when conducting an internal Investigation of any employee of a financial institution, legal counsel of that financial should________?
Options
- ARequest formal company authorization to conduct the investigation. Such authorization should be
- BRefuse to provide any records or documents to law enforcement because the bank has client
- CLet the bank hire any and all contract investigators to conduct the internal investigation. That way
- DNot mark files or documents with privileged and Confidential: Attorney-Client Privilege and/or
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Topics
#attorney-client privilege#internal investigation#legal authorization#document protection