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CAMS · Question #260

CAMS Question #260: Real Exam Question with Answer & Explanation

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Question

The compliance officer for a private bank has been tasked with reviewing the procedure for authorized signatories on customer accounts to ensure it is in line with relevant Wolfsberg Anti- Money Laundering Principles for Private Banking. Which three statements from the procedure are in line with Wolfsberg? (Choose three.)

Options

  • AWhere the Authorized Signatory is not a lawyer or accountant, due diligence as to the source of
  • BThe responsible private banker must establish the identity of a holder of general powers over an
  • CWhere due diligence has been satisfactorily completed on all authorized signers, the responsible
  • DThe responsible private banker must obtain the necessary documentation establishing the
  • EIf an individual has signing authority over an account but does not act on a professional basis as

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