ACAMS
CAMS · Question #22
CAMS Question #22: Real Exam Question with Answer & Explanation
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Question
A compliance officer learns from an Information Technology (IT) source of a potential new financial service being discussed by the new product approval committee. What is the correct next course of action?
Options
- ARequest that the new product approval committee include the compliance officer.
- BGo to the board of directors and try to shut the new service down immediately because the
- CGet as much information as possible from the source so that potential risks can be researched
- DStart initial research into potential risks but wait until notified that the service has been approved
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