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CAMS · Question #217

CAMS Question #217: Real Exam Question with Answer & Explanation

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Question

When an institution files an STR with regard to a particular account, what steps should the institution take visa account?

Options

  • AThe institution should close the account due to the obvious risk it represents
  • BThe institution should keep the account open due to the need to continue to monitor the account
  • CThe institution should consult its counsel and AML compliance officer and determine whether
  • DThe institution should not close the account due to the risk of tipping off the customer and

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