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CAMS · Question #160

CAMS Question #160: Real Exam Question with Answer & Explanation

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Question

During an ongoing investigation into a client's activities by a competent authority, a compliance officer should

Options

  • AEnsure communication with regulatory and law enforcement authorities is conducted only through
  • BCommunicate only in writing with regulatory and law enforcement authorities in line with
  • CCommunicate with regulatory and law enforcement authorities in line with applicable local laws.
  • DLimit communication with regulatory and law enforcement authorities to the absolute minimum.

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