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CAMS · Question #153

CAMS Question #153: Real Exam Question with Answer & Explanation

The correct answer is C. Secure all supporting documentation.. Once the STR is filed, it will trigger an investigation so the institution should secure all the supporting document for the competent authorities.

Question

Which of the following is the best action to take regarding a particular account once suspicious activity is reported by the institution?

Options

  • ANotify the client that the transaction has been reported.
  • BFreeze the funds pending notification from the competent authority.
  • CSecure all supporting documentation.
  • DImmediately close the account.

Explanation

Once the STR is filed, it will trigger an investigation so the institution should secure all the supporting document for the competent authorities.

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