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CAMS · Question #125

CAMS Question #125: Real Exam Question with Answer & Explanation

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Question

To what extent should senior management and the Board of Directors be involved in the filing of any STR?

Options

  • AThey should be informed of all significant STRs and the numbers and trends of the filings
  • BThey should be given copies of all STRs filed by the institution
  • CThey should review and approve the filing of all STRs
  • DThey should be the only designated individuals to communicate with law enforcement

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