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CAMS · Question #101

CAMS Question #101: Real Exam Question with Answer & Explanation

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Question

Historically, a tour guide has made monthly cash deposits averaging $10,000. Over the past three months, the monthly deposits have averaged $100,000. When the financial institution the tour guide explains that there have been numerous conventions in town so business has increased substantially. Which further action(s) should the financial institution take?

Options

  • AImmediately terminate the relationship
  • BSchedule a periodic review of activity
  • CPerform further investigation, it appropriate report the activity to the authorities and consider
  • DPerform further investigation, if appropriate report the activity to the authorities and place a limit

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