AIP-C01 · Question #45
A finance company is developing an AI assistant to help clients plan investments and manage their portfolios. The company identifies several high-risk conversation patterns such as requests for…
The correct answer is A. Add the high-risk conversation patterns to a denied topics guardrail. D. Add the names of competitors as custom word filters. Set the input and output actions to block. F. Set a high grounding score threshold. Three Bedrock Guardrails features address the three distinct requirements: (A) Denied Topics lets you define custom off-limits subjects using natural language descriptions - ideal for blocking specific stock recommendations or guaranteed-return discussions, which are regulatory…
Question
A finance company is developing an AI assistant to help clients plan investments and manage their portfolios. The company identifies several high-risk conversation patterns such as requests for specific stock recommendations or guaranteed returns. High-risk conversation patterns could lead to regulatory violations if the company cannot implement appropriate controls. The company must ensure that the AI assistant does not provide inappropriate financial advice, generate content about competitors, or make claims that are not factually grounded in the company's approved financial guidance. The company wants to use Amazon Bedrock Guardrails to implement a solution. Which combination of steps will meet these requirements? (Select THREE)
Options
- AAdd the high-risk conversation patterns to a denied topics guardrail.
- BConfigure a content filter guardrail to filter prompts that contain the high-risk conversation
- CConfigure a content filter guardrail to filter prompts that contain competitor names.
- DAdd the names of competitors as custom word filters. Set the input and output actions to block.
- ESet a low grounding score threshold.
- FSet a high grounding score threshold.
How the community answered
(30 responses)- A83% (25)
- B3% (1)
- C10% (3)
- E3% (1)
Explanation
Three Bedrock Guardrails features address the three distinct requirements: (A) Denied Topics lets you define custom off-limits subjects using natural language descriptions - ideal for blocking specific stock recommendations or guaranteed-return discussions, which are regulatory risks. (D) Custom Word Filters block exact words or phrases on input and output; adding competitor names here with BLOCK action prevents any mention of competing firms. (F) A high grounding score threshold for the Grounded Responses feature ensures the model only outputs claims that are well-supported by the company's approved knowledge base, preventing hallucinated or unverified financial claims. Option B is wrong because content filters target broad harm categories (hate speech, violence, etc.), not custom business-specific topics. Option C is wrong for the same reason - content filters cannot block specific named entities like competitors. Option E (low grounding threshold) is the opposite of what is needed; a low threshold would allow poorly-grounded responses to pass through.
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