AAISM · Question #203
A vendor switched its chatbot's AI model without due diligence, causing unethical investment advice. What control BEST prevents this scenario?
The correct answer is B. Change management. Change management is a formal process that requires all system changes - including model swaps - to go through review, impact assessment, testing, and approval before being deployed to production. A properly enforced change management process would have flagged the model…
Question
A vendor switched its chatbot's AI model without due diligence, causing unethical investment advice. What control BEST prevents this scenario?
Options
- AMaster services agreement
- BChange management
- CShared responsibility model
- DData minimization
How the community answered
(30 responses)- A3% (1)
- B80% (24)
- C10% (3)
- D7% (2)
Explanation
Change management is a formal process that requires all system changes - including model swaps - to go through review, impact assessment, testing, and approval before being deployed to production. A properly enforced change management process would have flagged the model substitution, triggered due diligence, and prevented the unvetted deployment. A master services agreement (A) defines contractual obligations but does not operationally prevent unauthorized changes. A shared responsibility model (C) clarifies who owns what but does not enforce a review gate. Data minimization (D) reduces data scope and has no bearing on preventing unreviewed model changes.
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