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AAISM · Question #203

A vendor switched its chatbot's AI model without due diligence, causing unethical investment advice. What control BEST prevents this scenario?

The correct answer is B. Change management. Change management is a formal process that requires all system changes - including model swaps - to go through review, impact assessment, testing, and approval before being deployed to production. A properly enforced change management process would have flagged the model…

AI Security Strategy and Governance

Question

A vendor switched its chatbot's AI model without due diligence, causing unethical investment advice. What control BEST prevents this scenario?

Options

  • AMaster services agreement
  • BChange management
  • CShared responsibility model
  • DData minimization

How the community answered

(30 responses)
  • A
    3% (1)
  • B
    80% (24)
  • C
    10% (3)
  • D
    7% (2)

Explanation

Change management is a formal process that requires all system changes - including model swaps - to go through review, impact assessment, testing, and approval before being deployed to production. A properly enforced change management process would have flagged the model substitution, triggered due diligence, and prevented the unvetted deployment. A master services agreement (A) defines contractual obligations but does not operationally prevent unauthorized changes. A shared responsibility model (C) clarifies who owns what but does not enforce a review gate. Data minimization (D) reduces data scope and has no bearing on preventing unreviewed model changes.

Topics

#Change Management#AI Governance#Vendor Risk Management#Ethical AI

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