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AAISM · Question #117

AAISM Question #117: Real Exam Question with Answer & Explanation

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AI Security Strategy and Governance

Question

A financial services firm received a regulatory fine after a vendor switched its chatbot's AI model without due diligence, resulting in unethical investment advice to the firm's clients. Which of the following controls should be implemented by the firm to BEST prevent recurrence of this scenario?

Options

  • AMaster services agreement
  • BShared responsibility model
  • CData minimization
  • DChange management

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Topics

#Change Management#Vendor Risk Management#AI Governance#Regulatory Compliance
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