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3I0-013 · Question #85

3I0-013 Question #85: Real Exam Question with Answer & Explanation

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Question

Which one of the following statements regarding the segregation of duties in the confirmation process is incorrect?

Options

  • AFront office staff should not be able to modify confirmations.
  • BThe staff who confirm trades should be distinct from those who agree to and execute trades.
  • CThe process of confirming trades should be done only by Operations staff.
  • DOnly staff who agree to and execute trades should be permitted to modify any details of the

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