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3I0-013 · Question #287

3I0-013 Question #287: Real Exam Question with Answer & Explanation

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Question

When an over-the-counter broker executes an order for your bank, what information is required on the confirmation you are sent?

Options

  • AThe price of the security
  • BThe price of the security; the role played by the broker
  • CThe price of the security; the role played by the broker; and the commission, if any, that was
  • DThe price of the security; the role played by the broker; the commission, if any, that was

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