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ACI

3I0-013 · Question #287

When an over-the-counter broker executes an order for your bank, what information is required on the confirmation you are sent?

The correct answer is D. The price of the security; the role played by the broker; the commission, if any, that was. See the full explanation below for the reasoning.

Question

When an over-the-counter broker executes an order for your bank, what information is required on the confirmation you are sent?

Options

  • AThe price of the security
  • BThe price of the security; the role played by the broker
  • CThe price of the security; the role played by the broker; and the commission, if any, that was
  • DThe price of the security; the role played by the broker; the commission, if any, that was

How the community answered

(24 responses)
  • A
    4% (1)
  • B
    8% (2)
  • C
    4% (1)
  • D
    83% (20)

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