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3I0-013 · Question #276

3I0-013 Question #276: Real Exam Question with Answer & Explanation

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Question

What documents and/or information should you hold in order to start an investigation?

Options

  • AFrom the counterparty: the trade confirmation,
  • BFrom the counterparty: the dealers name and phone number.
  • CFrom the counterparty: the trade confirmation,
  • DFrom counterparty: the balance report and the trade confirmation;

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