What documents and/or information should you hold in order to start an investigation?

Question

Options

• AFrom the counterparty: the trade confirmation,
• BFrom the counterparty: the dealers name and phone number.
• CFrom the counterparty: the trade confirmation,
• DFrom counterparty: the balance report and the trade confirmation;

• A
  3% (1)
• B
  70% (21)
• C
  17% (5)
• D
  10% (3)

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