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ACI

3I0-012 · Question #717

Dealers are allowed to trade for their own account if:

The correct answer is C. There is a clearly laFd down policy. See the full explanation below for the reasoning.

Question

Dealers are allowed to trade for their own account if:

Options

  • AThe dealers have good track records in their dealing both for the institution and for themselves.
  • BThere has been no previous conflicts of interest in the dealing room.
  • CThere is a clearly laFd down policy.
  • DThe dealers see no conflict of Interest in such dealing.

How the community answered

(65 responses)
  • A
    8% (5)
  • B
    14% (9)
  • C
    75% (49)
  • D
    3% (2)

Community Discussion

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Full 3I0-012 Practice