ACI
3I0-012 · Question #717
3I0-012 Question #717: Real Exam Question with Answer & Explanation
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Question
Dealers are allowed to trade for their own account if:
Options
- AThe dealers have good track records in their dealing both for the institution and for themselves.
- BThere has been no previous conflicts of interest in the dealing room.
- CThere is a clearly laFd down policy.
- DThe dealers see no conflict of Interest in such dealing.
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