ACI
3I0-012 · Question #717
Dealers are allowed to trade for their own account if:
The correct answer is C. There is a clearly laFd down policy. See the full explanation below for the reasoning.
Question
Dealers are allowed to trade for their own account if:
Options
- AThe dealers have good track records in their dealing both for the institution and for themselves.
- BThere has been no previous conflicts of interest in the dealing room.
- CThere is a clearly laFd down policy.
- DThe dealers see no conflict of Interest in such dealing.
How the community answered
(65 responses)- A8% (5)
- B14% (9)
- C75% (49)
- D3% (2)
Community Discussion
No community discussion yet for this question.