Which of the following is true?

Question

Options

• AIt is the responsibility of the broking firm to conduct due diligence before transacting a deal.
• BAll principals have the responsibility for assessing the creditworthiness of their counterparties or potential
• CThe principal is obliged to take into account any information provided by a broker as they are bound by
• DAll of the above.

• A
  8% (2)
• B
  84% (21)
• C
  4% (1)
• D
  4% (1)

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