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3I0-012 · Question #714

3I0-012 Question #714: Real Exam Question with Answer & Explanation

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Question

Which of the following is true?

Options

  • AIt is the responsibility of the broking firm to conduct due diligence before transacting a deal.
  • BAll principals have the responsibility for assessing the creditworthiness of their counterparties or potential
  • CThe principal is obliged to take into account any information provided by a broker as they are bound by
  • DAll of the above.

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