ACI
3I0-012 · Question #70
3I0-012 Question #70: Real Exam Question with Answer & Explanation
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Question
Which of the following does the Model Code mention with regards to recording telephone conversations?
Options
- AThere is no need to inform new counterparties and clients that conversations will be recorded.
- BIt is normal practice that tapes and other records should be kept for at least twelve months.
- CThe periods for which tapes and other records should be retained should reflect the way in which the terms
- DDealers and other staff are reminded that telephones and electronic text messaging systems in the firm are
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