ACI
3I0-012 · Question #681
3I0-012 Question #681: Real Exam Question with Answer & Explanation
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Question
When dealing with customers, financial market professionals are advised by the Model Code to clarify that all transactions are entered into solely at each partys risk by explicitly agreeing in writing that:
Options
- AThe customer understands the structure of the transaction.
- BThe customer has made its own assessment and independent decision to enter into the transaction and
- CNo fiduciary or advisory relationship exists between the parties, and all the information is has received is
- DAll of the above.
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