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3I0-012 · Question #668

3I0-012 Question #668: Real Exam Question with Answer & Explanation

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Question

Which of the following is not in the Model Code?

Options

  • ABanks and brokers should record, by tapes or other such means, conversations between dealing counterparties.
  • BThere is no need to inform new counterparties and clients that conversations will be recorded.
  • COn completion of recordings, tapes should be kept for a period sufficient to enable the details of any transaction
  • DThe storage of recorded tapes should be strictly managed to prevent their contents from being tampered with.

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