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ACI

3I0-012 · Question #665

Dealers should not conduct dealing activities outside the bank unless:

The correct answer is A. Clear written guidelines issued by management are in place. See the full explanation below for the reasoning.

Question

Dealers should not conduct dealing activities outside the bank unless:

Options

  • AClear written guidelines issued by management are in place.
  • BThey are in an approved brokers office.
  • CThere are on holiday.
  • DNone of the above.

How the community answered

(28 responses)
  • A
    71% (20)
  • B
    4% (1)
  • C
    7% (2)
  • D
    18% (5)

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