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ACI

3I0-012 · Question #663

The Committee for Professionalism strongly recommends intra-day oral deal checks to help reduce the number and size of differences, particularly when dealing through voice-brokers, for deals…

The correct answer is B. Be agreed between the parties. See the full explanation below for the reasoning.

Question

The Committee for Professionalism strongly recommends intra-day oral deal checks to help reduce the number and size of differences, particularly when dealing through voice-brokers, for deals involving foreign counterparties, in faster moving markets such as FX and when dealing in other instruments which have very short settlement periods. This checking should:

Options

  • ABe carried out at least three times a day.
  • BBe agreed between the parties.
  • CBe done at the end of each day.
  • DBe decided by the broker.

How the community answered

(66 responses)
  • A
    6% (4)
  • B
    82% (54)
  • C
    3% (2)
  • D
    9% (6)

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Full 3I0-012 Practice