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3I0-012 · Question #631

Where repos or securities lending transactions are entered into, the Model Code recommends:

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Question

Where repos or securities lending transactions are entered into, the Model Code recommends:

Options

  • ADocumentation should be in place beforehand.
  • BManagement should approve all transactions.
  • CCopies of the underlying documentation should be lodged with regulators.
  • DAll of the above.

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