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3I0-012 · Question #624

When a broker calls "off" at the very instant a dealer "hits" the broker's price:

The correct answer is D. The transaction should not be concluded. See the full explanation below for the reasoning.

Question

When a broker calls "off" at the very instant a dealer "hits" the broker's price:

Options

  • AThe transaction should be concluded.
  • BThe broker decides whether or not the deal is done.
  • CACI's Committee for Professionalism will decide whether the transaction should be concluded.
  • DThe transaction should not be concluded.

How the community answered

(43 responses)
  • A
    9% (4)
  • B
    5% (2)
  • C
    14% (6)
  • D
    72% (31)

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Full 3I0-012 Practice