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3I0-012 · Question #624

3I0-012 Question #624: Real Exam Question with Answer & Explanation

The correct answer is D. The transaction should not be concluded.. See the full explanation below for the reasoning.

Question

When a broker calls "off" at the very instant a dealer "hits" the broker's price:

Options

  • AThe transaction should be concluded.
  • BThe broker decides whether or not the deal is done.
  • CACI's Committee for Professionalism will decide whether the transaction should be concluded.
  • DThe transaction should not be concluded.

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