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ACI

3I0-012 · Question #59

Responsibility for the activities of all personnel engaged in dealing (both dealers and support staff) for both principals and brokers lies with:

The correct answer is C. the management of such organizations. See the full explanation below for the reasoning.

Question

Responsibility for the activities of all personnel engaged in dealing (both dealers and support staff) for both principals and brokers lies with:

Options

  • Athe market supervisor
  • Bthe national ACI association
  • Cthe management of such organizations
  • Dthe central bank

How the community answered

(50 responses)
  • A
    6% (3)
  • B
    14% (7)
  • C
    76% (38)
  • D
    4% (2)

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Full 3I0-012 Practice