ACI
3I0-012 · Question #588
3I0-012 Question #588: Real Exam Question with Answer & Explanation
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Question
A dealer has indicated his intention of assigning an interest rate swap to a third party soon after transacting that swap. When about to execute an assignment
Options
- AThe dealer is entitled to provide the name of the original counterparty to the assignee.
- BThe dealer is entitled to provide the name of the assignee to the original counterparty.
- CThe dealer should seek the permission of the assignee before releasing the name to the original counterparty.
- DThe dealer should seek the permission of the original counterparty before releasing the name to the assignee.
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