A dealer has indicated his intention of assigning an interest rate swap to a third party soon after transacting that swap. When about to execute an assignment

Question

Options

• AThe dealer is entitled to provide the name of the original counterparty to the assignee.
• BThe dealer is entitled to provide the name of the assignee to the original counterparty.
• CThe dealer should seek the permission of the assignee before releasing the name to the original counterparty.
• DThe dealer should seek the permission of the original counterparty before releasing the name to the assignee.

• A
  9% (3)
• B
  3% (1)
• C
  85% (28)
• D
  3% (1)

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