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3I0-012 · Question #574

3I0-012 Question #574: Real Exam Question with Answer & Explanation

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Question

Brokers shall not reveal the identity of a counterparty unless:

Options

  • AThey are forced to do so.
  • BExplicitly authorised to do so by the counterparty.
  • CThey know the counterparty very well.
  • DThey are asked by their senior management to do so.

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