ACI
3I0-012 · Question #574
Brokers shall not reveal the identity of a counterparty unless:
The correct answer is B. Explicitly authorised to do so by the counterparty. See the full explanation below for the reasoning.
Question
Brokers shall not reveal the identity of a counterparty unless:
Options
- AThey are forced to do so.
- BExplicitly authorised to do so by the counterparty.
- CThey know the counterparty very well.
- DThey are asked by their senior management to do so.
How the community answered
(26 responses)- A8% (2)
- B81% (21)
- C4% (1)
- D8% (2)
Community Discussion
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