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3I0-012 · Question #567

3I0-012 Question #567: Real Exam Question with Answer & Explanation

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Question

Where the matter of dealing for personal account is concerned, the Model Code recommends that

Options

  • ASubject to local legal requirements, this matter is one for bank management to decide.
  • BBank management should encourage such activities because it allows banks to monitor the gambling habits
  • CWhere this is allowed, bank management should have a clearly defined policy and written procedures.
  • DBank management should allow staff to deal for their personal account on a case to case basis.

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