ACI
3I0-012 · Question #512
3I0-012 Question #512: Real Exam Question with Answer & Explanation
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Question
Dealers are allowed to trade for their own account only if:
Options
- Athey have good track records in dealing both for their institution and for themselves
- Bthere have been no previous conflicts of interest in the dealing room
- Cthere is a clearly defined and written policy about the matter
- Dthe dealers see no conflict of interest in such dealing
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