ACI
3I0-012 · Question #512
Dealers are allowed to trade for their own account only if:
The correct answer is C. there is a clearly defined and written policy about the matter. See the full explanation below for the reasoning.
Question
Dealers are allowed to trade for their own account only if:
Options
- Athey have good track records in dealing both for their institution and for themselves
- Bthere have been no previous conflicts of interest in the dealing room
- Cthere is a clearly defined and written policy about the matter
- Dthe dealers see no conflict of interest in such dealing
How the community answered
(45 responses)- A13% (6)
- B2% (1)
- C78% (35)
- D7% (3)
Community Discussion
No community discussion yet for this question.