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ACI

3I0-012 · Question #512

Dealers are allowed to trade for their own account only if:

The correct answer is C. there is a clearly defined and written policy about the matter. See the full explanation below for the reasoning.

Question

Dealers are allowed to trade for their own account only if:

Options

  • Athey have good track records in dealing both for their institution and for themselves
  • Bthere have been no previous conflicts of interest in the dealing room
  • Cthere is a clearly defined and written policy about the matter
  • Dthe dealers see no conflict of interest in such dealing

How the community answered

(45 responses)
  • A
    13% (6)
  • B
    2% (1)
  • C
    78% (35)
  • D
    7% (3)

Community Discussion

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Full 3I0-012 Practice