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3I0-012 · Question #493

3I0-012 Question #493: Real Exam Question with Answer & Explanation

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Question

Name switching is:

Options

  • Athe practice of a dealer attempting to replace one customer by a new one in a previously dealt transaction
  • Bthe practice of a broker having to show a new name to the dealer, although he was full on the first
  • Cthe practice of a broker attempting to substitute a third name between the two original counterparties
  • Dthe practice of a broker attempting to show a substitution name to get out of a situation in which he was

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