ACI
3I0-012 · Question #468
Which of the following statements with respect to trading and broking ethics through the use of technology is the correct quote from the Model Code?
The correct answer is B. Management should ensure that the complete e-trading process, from pricing to risk impact through. See the full explanation below for the reasoning.
Question
Which of the following statements with respect to trading and broking ethics through the use of technology is the correct quote from the Model Code?
Options
- ADeliberate attempts at gaming and abuse using the flashing of orders without the intent to deal should
- BManagement should ensure that the complete e-trading process, from pricing to risk impact through
- CAll bid-offers presented to electronic platforms should remain in the Matching System for no more than
- DTrades which occur at off-market rates, by agreement between the two counterparts and as soon as
How the community answered
(42 responses)- A2% (1)
- B86% (36)
- C7% (3)
- D5% (2)
Community Discussion
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