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3I0-012 · Question #462

3I0-012 Question #462: Real Exam Question with Answer & Explanation

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Question

What are financial market professionals not explicitly required by the Model Code to clarify and agree to in writing?

Options

  • Athat the customer understands he will be charged for advisory services that are provided
  • Bthat the customer understands the terms, conditions and risks of the transaction
  • Cthat the customer understands that any information or explanation should not be interpreted as investment
  • Dthat the customer understands he is entering into the transaction at his own risk and for his own account.

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