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ACI

3I0-012 · Question #432

The process of confirming trades is a function that can be performed by:

The correct answer is B. staff in the back-office/operations who are independent of the trade. See the full explanation below for the reasoning.

Question

The process of confirming trades is a function that can be performed by:

Options

  • Aany dealer as long as he/she is not a party to the trade
  • Bstaff in the back-office/operations who are independent of the trade
  • Cstaff in the dealing room who are not dealing
  • Dany staff outside the dealing room

How the community answered

(47 responses)
  • A
    6% (3)
  • B
    72% (34)
  • C
    4% (2)
  • D
    17% (8)

Community Discussion

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Full 3I0-012 Practice