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3I0-012 · Question #364

3I0-012 Question #364: Real Exam Question with Answer & Explanation

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Question

Once a prime-broker has matched and accepted a trade, separate confirmations must be exchanged between:

Options

  • Athe prime-broker and the executing dealer only
  • Bthe prime-broker and the executing dealer, and between the executing dealer and the client
  • Cthe prime-broker and the executing dealer, and between the prime-broker and the client
  • Dthe prime-broker and the client, and between the executing dealer and the client

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