ACI
3I0-012 · Question #360
Which of the following is a Model Code good practice regarding the passing of names?
The correct answer is A. Bank dealers should, wherever possible, give brokers prior indication of counterparties with whom. See the full explanation below for the reasoning.
Question
Which of the following is a Model Code good practice regarding the passing of names?
Options
- ABank dealers should, wherever possible, give brokers prior indication of counterparties with whom
- BBrokers may divulge the names of principals prematurely to induce a counterparty to transact.
- CDealers should never give brokers guidance on the extent of their price differentiation across broad
- DWhen a principal's name proves unacceptable to another principal, the broker is bound to divulge
How the community answered
(58 responses)- A78% (45)
- B7% (4)
- C3% (2)
- D12% (7)
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