ACI
3I0-012 · Question #360
3I0-012 Question #360: Real Exam Question with Answer & Explanation
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Question
Which of the following is a Model Code good practice regarding the passing of names?
Options
- ABank dealers should, wherever possible, give brokers prior indication of counterparties with whom
- BBrokers may divulge the names of principals prematurely to induce a counterparty to transact.
- CDealers should never give brokers guidance on the extent of their price differentiation across broad
- DWhen a principal's name proves unacceptable to another principal, the broker is bound to divulge
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