ACI
3I0-012 · Question #325
3I0-012 Question #325: Real Exam Question with Answer & Explanation
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Question
Management has a specific responsibility to issue guidelines to staff on transacting after-hours and off-premises. Which of the following does the Model Code suggest?
Options
- ADealing should only be allowed during normal trading hours.
- BIt is not recommended that an unofficial close of business be specified for each trading day.
- CThere should be clear written guidelines regarding the limit and type of deals that are permitted after
- DAll after-hours and off-premises transactions must be dealt exclusively with the dealer's personal mobile
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