Principals are allowed to:

Question

Options

• Avisit a broker's dealing room to arrange or confirm deals
• Bvisit a broker's dealing room with the permission of the management of both parties
• Cdeal from within a broker's dealing room with the permission of the broker's management
• Dplace an order with a broker from within the same broker's office

• A
  7% (2)
• B
  86% (24)
• C
  4% (1)
• D
  4% (1)

No community discussion yet for this question.