ACI
3I0-012 · Question #316
3I0-012 Question #316: Real Exam Question with Answer & Explanation
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Question
What should be done if a broker fails to conclude a transaction at the quoted price and the dealer has to accept a lesser quote to neutralize his risk?
Options
- A`stuff' the broker and insist on a replacement name at the original price
- Baccept a bank transfer compensation payment in favour of the bank or adjustment to brokerage bills
- Crefuse any sort of compensation from the broker for the amount concerned
- Dacknowledge the excuses of the broker and accept his offer of entertainment in compensation for the failed
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