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3I0-012 · Question #307

3I0-012 Question #307: Real Exam Question with Answer & Explanation

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Question

Which of the following statements about requirements for limit setting is correct?

Options

  • AIn the case of trading transactions, counterparty limits are to be set by the front office and issuer limits
  • BIn the case of trading transactions, counterparty and issuer limits are to be set by the credit committee
  • CIn the case of trading transactions, counterparty limits are to be set by a front office vote and market risk
  • DIn the case of trading transactions, counterparty limits and issuer limits are to be set by the front office

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