ACI
3I0-012 · Question #272
3I0-012 Question #272: Real Exam Question with Answer & Explanation
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Question
Under the Model Code, if a broker shouts "done" or "mine" at the very moment a dealer shouts "off":
Options
- ANo deal is done and the broker should inform both counterparties accordingly.
- BThe deal is done and the broker should inform both counterparties accordingly.
- CThe matter should be resolved in consultation with senior management of the 3 institutions.
- DThe ACI's Committee for Professionalism will investigate and advise accordingly.
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