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3I0-012 · Question #262

3I0-012 Question #262: Real Exam Question with Answer & Explanation

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Question

The Model Code's correct recommendation regarding electronic trading states:

Options

  • ATime stamps on e-trading platforms need to be internally and globally synchronised to ensure appropriate
  • BAll records should be archived and appropriate audit trails must be maintained as required by the local
  • CRegular tests for loss of access to external liquidity platforms but not loss of service to clients should be
  • DTesting of the system's capability to cope with extreme volumes should be carried out annually

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