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ACI

3I0-012 · Question #215

If several banks hit a broker simultaneously for an amount greater than the amount for which the price was shown:

The correct answer is C. the broker has to split the amount among the banks on a pro rata basis. See the full explanation below for the reasoning.

Question

If several banks hit a broker simultaneously for an amount greater than the amount for which the price was shown:

Options

  • Ano transaction is done
  • Bthe broker has to honor each and every amount hit
  • Cthe broker has to split the amount among the banks on a pro rata basis
  • Dthe broker may freely choose the bank(s) he will deal with

How the community answered

(23 responses)
  • A
    9% (2)
  • B
    4% (1)
  • C
    83% (19)
  • D
    4% (1)

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Full 3I0-012 Practice